Newsgroups: rec.arts.books.tolkien
From: loos@amber.mgh.harvard.edu (William D.B. Loos)
Subject: REPOST: Tolkien FAQ
News-Software: VAX/VMS VNEWS 1.41
Organization: Molecular Biology, Massachusetts General Hospital, Boston
Date: Sun, 23 May 1993 07:18:00 GMT
This was the first release of the Tolkien Frequently Asked Questions list.
It is now in the process of being somewhat revised; there are, however, no
factual errors in this version. Full references for each question are also
to be added. Suggestions are still welcome.
William D.B. Loos
loos@frodo.mgh.harvard.edu
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COMMONLY USED ABBREVIATIONS
JRRT J.R.R. Tolkien, John Ronald Reuel Tolkien
M-e Middle-earth
SA Second Age
TA Third Age
SR Shire Reckoning
HM Houghton Mifflin
Major Works:
H The Hobbit
LR, LotR The Lord of the Rings
FR, FotR The Fellowship of the Ring
TT, TTT The Two Towers
RK, RotK The Return of the King
Other Middle-earth Works:
Road The Road Goes Ever On
Letters The Letters of J.R.R. Tolkien
Silm The Silmarillion
UT Unfinished Tales
HoMe History of Middle-earth
BLT,BoLT Book of Lost Tales
Lays The Lays of Beleriand
Treason The Treason of Isengard
Guide The Guide to the Names in the Lord of the Rings
(published in A Tolkien Compass)
Minor Works:
TB, ATB The Adventures of Tom Bombadil
FGH Farmer Giles of Ham
SWM Smith of Wootton Major
OFS On Fairy-Stories
TL Tree and Leaf
HBBS The Homecoming of Beorhtnoth, Beorhthelm's Son
SGPO Sir Gawain and the Green Knight, Pearl, Sir Orfeo
Reference Works:
Biography Tolkien: A Biography; by Humphrey Carpenter
Inklings The Inklings: C.S. Lewis, J.R.R. Tolkien, Charles
Williams, and Their Friends; by Humphrey Carpenter
RtMe The Road to Middle-earth; by TA Shippey
Atlas The Atlas of Middle-earth; by Karen Wynn Fonstad
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CONVERSION TABLE
All references to _The Lord of the Rings_ are taken from the Houghton Mifflin
hardcover edition. In _The Atlas of Middle-earth_ Karen Wynn Fonstad provides
a HM to Ballantine coversion table which is reproduced below. The "table" is
actually a set of formulae in which HM page numbers are converted to Ballantine
page numbers via arithmetic involving some empirically determined constants.
Since these are discrete rather than continuous functions the results may be
off by a page or two.
HM Page Subtract Divide By Add
------------- -------- --------- -------
FR 10 to 423 9 .818 18
TT 15 to 352 14 .778 16
RK 19 to 311 18 .797 18
RK 313 to 416 312 .781 386
H 9 to 317 8 1.140 14
Silm 15 to 365 14 .773 2
Reference: Atlas, p. 192
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FREQUENTLY ASKED QUESTIONS
TOLKIEN AND HIS WORK
1) Who was J.R.R. Tolkien anyway?
2) Were the languages presented in _The Lord of the Rings_ real languages?
3) What does it mean when people (or Tolkien himself) speak of him as
having been the "editor" of _The Lord of the Rings_ ?
4) How thoroughly realized was Tolkien's fiction that he was the
"translator" of _The Lord of the Rings_ ?
5) Why is Tolkien's work, _The Lord of the Rings_ in particular, so difficult
to translate (into other languages of our world)?
6) Did the events in _The Lord of the Rings_ take place on another planet
or what?
7) Was the northwest of Middle-earth, where the story takes place, meant
to actually be Europe?
8) Was the Shire meant to be England?
9) What were the changes made to _The Hobbit_ after _The Lord of the Rings_
was written, and what motivated them?
10) Was there a change of tone between Book I and the rest of _The Lord of
the Rings_ ?
11) Why did Tolkien fail to publish _The Silmarillion_ during the eighteen
years which followed the publication of _The Lord of the Rings_ ?
12) What is Canonical?
GENERAL HISTORY OF MIDDLE-EARTH
13) What exactly happened at the end of the First Age?
14) In terms of the larger worldview, what exactly took place at the Fall
of Numenor?
HOBBITS
15) Were Hobbits a sub-group of Humans?
16) Did Frodo and the others (Bilbo, Sam, and Gimli) who passed over the
Sea eventually die, or had they become immortal?
17) Did Hobbits have pointed ears?
18) When was Bilbo and Frodo's Birthday? To what date on our own calendar
does it correspond?
19) Was Gollum a hobbit?
20) In _The Hobbit_, Bilbo called the spiders Attercop, Lazy Lob, Crazy Cob,
and Old Tomnoddy. What do the words mean?
ELVES
21) Were Elves reincarnated after they were slain?
22) Was Glorfindel of Rivendell (whom Frodo met) the same as Glorfindel of
Gondolin, who was slain fighting a Balrog?
23) Did Elves have pointed ears?
24) How were Eldar in Valinor named?
HUMANS
25) What brought on the sinking of Numenor?
26) How could Ar-Pharazon of Numenor defeat Sauron while Sauron wielded
the One Ring?
27) What happened to the Ring when Numenor was destroyed?
28) Where did the Southrons come from? Were they part of the Atani?
DWARVES
29) What were the origins of the Dwarves?
30) If, as has been told, only Seven Fathers of the Dwarves were created,
how did the race procreate?
31) Did Dwarf women have beards?
ISTARI (Wizards)
32) Who were the Istari (Wizards)?
33) Of the Five Wizards, only three came into the story. Was anything
known about the other two?
34) What happened to Radagast?
BAD GUYS
35) What was the relationship between Orcs and Goblins?
36) What was the origin of the Orcs?
37) What was the origin of Trolls?
MISCELLANEOUS
38) Who or what was Tom Bombadil?
39) Was there any definitive explanation given on what happened to the
Entwives?
40) Who was Queen Beruthiel? (Aragorn mentioned her during the journey
through Moria.)
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TOLKIEN AND HIS WORK
1) Who was J.R.R. Tolkien anyway?
John Ronald Reuel Tolkien, Englishman, scholar, and storyteller was
Rawlinson and Bosworth Professor of Anglo-Saxon at Oxford (1925 - 1945) and
Merton Professor of English Language and Literature (1945 - 1959). He was
born of English parents at Bloemfontein, South Africa on Jan. 3, 1892, but
the family returned to England in 1896. He died on Sept. 2, 1973.
From an early age he was drawn to language in general and the languages
of Northern Europe in particular, both ancient and modern. This love of
Northern Europe led to a wide reading of the available literature, especially
myths and legends, and of modern authors influenced by the traditions, such
as William Morris and George MacDonald. From his affinity for language came
both his professional interest, the study of Anglo-Saxon (Old English) and
related languages (with emphasis on the dialects of Mercia, that part of
England in which he had grown up) and his private hobby, the invention of
languages. His wide study inspired various opinions about Myth, its relation
to language, and the importance of Stories, some of which were shared by
his friend C.S. Lewis. All these different perspectives came together with
stunning effect when Tolkien began writing his stories, first legends to
serve as background for his Elvish languages, and later his most famous
works, _The Hobbit_ and _The Lord of the Rings_.
----------
2) Were the languages presented in _The Lord of the Rings_ real languages?
Most certainly they were, especially the Elven languages Quenya and
Sindarin. "[These were] no arbitrary gibberish but really possible tongues
with consistent roots, sound laws, and inflexions, into which he poured all
his imaginative and philological powers..." (Obituary, in Scholar, p. 12).
Furthermore, they were both derived from a "proto-Elvish" language, again
in a linguistically realistic manner. [Sindarin was the "everyday" elvish
language while Quenya was a kind of "elf-latin"; therefore, most Elvish words
in LotR were Sindarin. Examples: most "non-English" (see Ques 4) place-names
on the map (e.g. Minas Tirith, Emyn Beriad) were Sindarin, as was the song to
Elbereth sung in Rivendell; Galadriel's lament was Quenya.]
The language of the Rohirrim *was* a real language; it was Anglo-Saxon
(Old English), just as their culture (except for the horses) was that of the
Anglo-Saxons. (It was, however, not the "standard" West Saxon Old English
but rather the Mercian equivalent.) Most other languages in LotR were much
less fully developed: Entish, Khudzul (Dwarvish) and the Black Speech
(language of Mordor, e.g. the Ring inscription). Adunaic, the language of
Numenor, developed in 1946 while he was finishing up LotR, was said to be
his fifteenth invented language.
----------
3) What does it mean when people (or Tolkien himself) speak of him as
having been the "editor" of _The Lord of the Rings_ ?
The fiction Tolkien sought to maintain was that _The Lord of the Rings
(and _The Hobbit_ and the Silmarillion) were actually ancient manuscripts
(written by Frodo and Bilbo, respectively) of which he was merely the editor
(a situation identical to his scholarly work). Thus, some parts of LotR
(e.g. the Prologue) are written as though by a modern editor describing an
ancient time. To further simulate a real situation he invented a manuscript
tradition, i.e. he didn't have Frodo's original manuscript but rather one of
a series of copies (see the Note on the Shire Records, FR p. 23). This was
by no means a new idea: many authors have pretended that their fantasies were
true stories of some ancient time. Tolkien, however, was uniquely qualified
to also pretend to have been the "translator" of the manuscripts as well
(see Ques 4).
----------
4) How thoroughly realized was Tolkien's fiction that he was the "translator"
of _The Lord of the Rings_ ?
Very thoroughly indeed. The scenario was that "of course" the Hobbits
didn't speak English; rather, they spoke their own language, called Westron
(the Common Speech). Tolkien "translated" this language into English, which
included "rendering" all the Common Speech place-names into the equivalent
English place-names. The object of the exercise was to product the following
effect: names in the Common Speech (which were familiar to the hobbits) were
"rendered" into English (in which form they would be familiar to us, the
English-speaking readers); names in other languages (usually Sindarin) were
"left alone", and thus were equally unfamiliar both to the hobbits and to us.
Since the story was told largely from the hobbits' point of view, that we
should share their linguistic experience is a desirable result (especially
for Tolkien, who was unusually sensitive to such matters).
In portraying the linguistic landscape of Middle-earth he carried this
procedure much further. The main example was his "substitution" of Anglo-
Saxon for Rohirric. The "rationale" was that the Hobbits' language was
distantly related to Rohirric; when hobbits heard Rohirric, they experienced
a vague sense of familiarity. In an attempt to further "duplicate" hobbit
linguistic perceptions Tolkien "substituted" that language of our world
(Anglo-Saxon) which has (more-or-less) the same relation to English that
Rohirric had to the hobbit version of Westron.
There were many other linguistic nuances in the intricate and subtle web
he devised (always, he carefully explained, in the interests of "reproducing"
the linguistic map of Middle-earth in a way that could be easily assimilated
by modern English-speaking readers). Thus:
a) Archaic English roots were used in those Common Speech place-names which
were given long before the time of the story (Tindrock, Derndingle).
b) Some of the Stoors (who later settled in Buckland and the Marish) dwelt
in Dunland at one time (App. B of RK, Third Age 1150 and 1630), and the
men of Bree also came from that region originally (RK, p. 408). "Since
the survival of traces of the older language of the Stoors and the Bree-
men resembled the survival of Celtic elements in England" (RK, p. 414)
the place-names in Bree were Celtic in origin (Bree, Archet, Chetwood).
Similarly, the names of the Buckland hobbits were Welsh (Madoc, Berilac).
c) Among hobbits some of the older Fallohide families liked to give them-
selves high-sounding names from the legendary past (a sort fo hobbit
joke). These names were represented by names of Frankish and Gothic
origin (Isengrim, Rudigar, Fredegar, Peregrin).
These matters and much else is explained in detail in Appendix F.
----------
5) Why is Tolkien's work, _The Lord of the Rings_ in particular, so difficult
to translate (into other languages of our world)?
Because his interest in, skill with, and love of language are manifest
at every level and indeed in almost every word of LotR to produce a result
difficult if not impossible to duplicate. There is the matter described in
Question 4 of how Common Speech names were "rendered" into English. The
Guide to the Names in _The Lord of the Rings_, Tolkien's instructions for
translators, does address this: it goes down the list of names in the index
and specifies which should be translated (being Common Speech) and which
should be left alone. It would require skillful translation to get even this
far but that would only be the beginning. There are the other intricacies
described in Question 4; for example, Rohirric would theoretically have to be
replaced with an ancient language whose relation to the language of trans-
lation is the same as that of Anglo-Saxon to modern English.
On another level, there is the diction and style of everything said and
told. Generally speaking, there is a strongly archaic flavor running through
it, not an exact recreation of how Anglo-Saxon or medieval people actually
spoke but rather as close as he could get while still remaining intellible to
modern readers. This was not an accidental compromise but rather a deliberate
and carefully devised one. Moreover, variations in speaking styles were not
at all accidental, neither variations among different speakers (e.g. at the
Council of Elrond) nor variations within the style of the same speaker at
different times. It may be that a translator lives who would take such
pains, but probably not ...
Besides all of which, Tolkien's poetry, often far more complicated than
it looks, is very possibly untranslatable.
----------
6) Did the events in _The Lord of the Rings_ take place on another planet
or what?
They did not. Tolkien explicitly rejected this idea, and in fact the
environment portrayed is clearly the familiar one. What he had done, he
said, was to create a series of events taking place in an *imaginary time*
of a real place, our own world.
----------
7) Was the northwest of Middle-earth, where the story took place, meant
to actually be Europe?
Yes and no. The environment described is indeed very much like north-
western Europe, and the legends and literature which inspired this setting
certainly were those of Northern Europe (and Iceland). The geographies,
however, are fairly dissimilar. Tolkien explained in one letter that the
familiar setting was what he had had in mind but that the idea of explicitly
equating Middle-earth with our world (see Ques. 6) didn't occur to him until
it was too late to change the map. Thus, any given scene may be imagined as
taking place in a landscape that might be found somewhere in Europe. Whether
one thinks of Middle-earth as actually *being* Europe depends on suspension
of disbelief with respect to the geographical differences. Tolkien himself
may well have done so.
----------
8) Was the Shire meant to be England?
Yes. The climate, place-names, flora and fauna, terrain, food, customs,
and the inhabitants themselves, were all English. The Shire was more or
less an idealized version of the rural England of Tolkien's childhood in
Warwickshire. In one letter he spoke of the Shire being "an imaginary
mirror" of England. (On the matter of why, if it's England, it's not an
island, see Ques. 7.)
----------
9) What were the changes made to _The Hobbit_ after _The Lord of the Rings_
was written, and what motivated them? [This question refers to the major
revisions made to the Gollum chapter, "Riddles in the Dark", not to the
multitude of minor changes made elsewhere.]
In the original 1937 edition of _The Hobbit_ Gollum genuinely intended
to give Bilbo his ring if Bilbo won the riddle game. The original deal was
that Bilbo would receive a "present" if he won. Gollum was dismayed when the
ring turned up missing, thereby preventing him from keeping his promise. He
showed Bilbo the way out as an alternative and they parted courteously.
As LotR was written the nature of the Ring changed. No longer a "con-
venient magical device", it had become the irresistable power object, and
Gollum's behavior now seemed inexplicable, indeed, impossible. In the rough
drafts of the "Shadow of the Past" chapter Gandalf was made to perform
much squirming trying to make it appear credible, an attempt that was not
altogether successful.
Tolkien resolved the difficulty by simply re-writing the chapter into its
present form, in which Gollum had never dreamed of giving up the Ring and the
way out was always the stake. Also, Gollum was made much more wretched, and
was now acting as one enslaved by the Ring might be expected to. At the same
time, Bilbo's claim to the Ring seriously undercut (in the old version he
really had won it fair and square).
The remaining problem was that there now existed two versions of the
episode. Tolkien made this circumstance part of the story by suggesting that
in the original version **Bilbo was lying** (under the evil influence of the
Ring) to strengthen his claim. This sequence of events inside the story is
laid out clearly in "Of the Finding of the Ring" in the Prologue and is taken
for granted thereafter for the rest of the story (e.g. in "The Shadow of the
Past" and at the Council of Elrond).
A final note is that _The Hobbit_ as now presented doesn't quite fit the
new scenario. Tolkien (for quite sound literary reasons) kept this entire
matter of Bilbo's dishonesty out of the earlier story (a large, unresolved,
and essentially irrelevant complication, it would have thrown everything out
of balance). Thus, when Bilbo tells his story to Gandalf and the Dwarves not
only is there no hint that he isn't being fully candid, there is also some
direct indication that the story he is telling is in fact the "true" one. In
this regard, The Prologue is a necessary prelude to LotR.
----------
10) Was there a change of tone between Book I and the rest of _The Lord of
the Rings_ ?
Yes. Originally, the world of the Hobbit was not the same as the world
of the Silmarillion (Tolkien threw in a few names from it, like Gondolin and
Elrond, for effect, but there was no explicit connection). Thus, when he
began LotR, he thought he was writing a sequel to _The Hobbit, and the tone
of the early chapters, especially Ch 1, reflect this (it has the same
"children's story" ambience as _The Hobbit_). With the coming of the Black
Riders and Gandalf's discussion of Middle-earth history and the Ring a change
began towards a loftier tone and a darker mood, though much less serious
elements remained (e.g. Tom Bombadil). After the Council of Elrond LotR
was overtly a sequel to the Silmarillion.
Oddly, Tolkien added new details but never changed the overall tone of
Book I. He later claimed that the change in tone was intentional, that it
was meant to reflect the changing perceptions of the hobbits as they became
educated about the Wide World. This was certainly not his intention as he
was writing. On the other hand, the tone of "The Scouring of the Shire" is
very different from that of "A Long-expected Party", possibly indicating the
altered perspective of the observers.
----------
11) Why did Tolkien fail to publish _The Silmarillion_ during the eighteen
years which followed the publication of _The Lord of the Rings_ ?
No definitive answer is possible, but a several serious obstacles can be
listed. They included:
a) Technical difficulties. Tolkien's unmethodical habits of revision had
made the manuscripts chaotic; it seemed impossible to make everything
consistent. Characters introduced in LotR had to be worked in. Beyond
these detailed questions, he contemplated many alterations, even to
fundamental features of his mythology.
b) The problem of depth. In LotR, his references to the older legends
of the First Age helped produce the strong sense of historical reality.
In the Silmarillion, which told the legends themselves, this method
wouldn't be available.
c) The problem of presentation. LotR had been basically novelistic,
presenting the story sequentially from one character or another's
point of view. But the Silmarillion was and was meant to be a bundle
of tales which had more in common with the ancient legends he studied
than with LotR. He feared that if he presented it as an annotated
study of ancient manuscripts that probably many readers would have
difficulty enjoying the tales as stories.
d) No Hobbits. He feared (correctly) that many people expected another
_Lord of the Rings_, which the Silmarillion could never be.
----------
12) What is Canonical?
Strictly speaking, only those works published during Tolkien's lifetime
are canonical: _The Hobbit_, _The Lord of the Rings_, the Preface to _The
Adventures of Tom Bombadil_, and the notes to _The Road Goes Ever On_. "The
Guide to the Names in _The Lord of the Rings_ was fully his work, and very
probably accurately reflects his intentions. There also seems to be general
willingness to accept much of what is in _The Letters of J.R.R. Tolkien_,
since they usually fill in gaps in a wonderfully detailed way without serious
contradictions with what is told elsewhere.
_The Silmarillion_ (the published form) is another matter. As published,
it is an interweaving of elements from different "phases" of revision so as
to force consistency on the set of Tales, a result which Tolkien himself had
never succeeded in producing. (In _The Lost Road_ Christopher describes the
process in detail as applied to the story of Beren and Luthien, and it is
made plain that the editorial intervention is far more extensive than had
previously been apparent. _The (published) Silmarillion_, then, is probably
dependable as an indicator of the general course of the various stories, but
is should be used as a basis for detailed arguments only with great care. A
better source is the various drafts as they exist, and these cannot be fully
evaluated until all the material has been published.
----------
GENERAL HISTORY OF MIDDLE-EARTH
13) What exactly happened at the end of the First Age?
The Noldorin Elves had made war on Morgoth (referred to as "the Great
Enemy" by Aragorn in "A Knife in the Dark") to recover the three Silmarils,
which he had stolen, and had been totally defeated. The Valar then used
their full power against Morgoth. In the resulting cataclysm Beleriand,
the land in which the tales of the Silmarillion took place, was destroyed
and sank under the Sea. There are thus various references to "lands under
the waves".
On the LotR map, Beleriand would have been far to the west, beyond the
Blue Mountains (Ered Luin), which also appear at the far right of the Silm
map. It is difficult to make an exact correlation because the mountain
range was much altered, having been split when the Gulf of Lune created.
Nogrod and Belegost, the ancient dwarf-cities, are located on the Silm map,
and existed as ruins in the Third Age, but where they fall on the LotR map
is not known (they were said to be "near Nenuail", which is only slightly
helpful). Lindon was definitely the same land as Ossiriand, where Beren
and Luthien once dwelt. [_The Atlas of Middle-earth_ includes a map showing
how Eriador and Beleriand lay relative to each other.]
----------
14) In terms of the larger worldview, what exactly took place at the Fall
of Numenor?
The world was changed from a flat medieval world to the round world of
today. Middle-earth was meant to be our own world (Ques. 6), and Tolkien's
overall conception was of a progression, with "Mythological Time" changing
into "Historical Time". The events accompanying the Fall of Numenor were a
major step in the process.
Originally, the "fashion" of Middle-earth was the flat world of the
medieval universe. Valinor (the equivalent of Heaven in that the "gods"
dwelt there) was physically connected to the rest of the world and could be
reached by ship. When Numenor sank (see Ques 25) "the fashion of the world
was changed": the flat world was bent into a round one, with new lands also
being created; and Valinor was removed "from the circles of the World", and
could no longer be reached by ordinary physical means. The Elves alone were
still allowed to make a one-way journey to Valinor along "the Straight Road".
(An elven ship on such a journey would grow smaller and smaller with distance
until if vanished rather than sinking over the horizon as a human ships do.)
References to "bent seas", "bent skies", "the straight road", "straight
sight", "the World Made Round", and the like all refer to the change in the
world's "fashion". (The palantir at Emyn Beriad "looked only to the Sea.
Elendil set it there so that he could look back with 'straight sight' and
see Eressea in the vanished West; but the bent seas below covered Numenor
for ever." (RK, p. 322)
----------
HOBBITS
15) Were Hobbits a sub-group of Humans?
Yes, beyond question. Tolkien stated this explicitly both in Guide
(entry for The Firstborn) and in Letters (p. 158). The most easily accesible
statement, the one in the Prologue, is unfortunately far more vague: "It is
plain indeed that in spite of later estrangement Hobbits are relatives of
ours: far nearer to us than Elves, or even than Dwarves." (FR, p. 11). As
a result the origin of Hobbits has been much debated.
----------
16) Did Frodo and the others (Bilbo, Sam, and Gimli) who passed over the
Sea eventually die, or had they become immortal?
They remained mortal. Tolkien's conception was that a creature's natural
lifespan was intrinsic to its spiritual and biological nature, and that this
could not be altered save by a direct intervention of the Creator. There
were three occasions when this did happen (Luthien, Tuor, Arwen), but it did
not in the cases of Frodo & Co. Tolkien stated explicitly in more than one
letter that Frodo's journey over the Sea was only a *temporary* healing, and
that when the time came he and the others would die of their own free will.
----------
17) Did Hobbits have pointed ears?
Somewhat pointed. In a letter of instructions for illustrators to his
American publishers he described the generic hobbit as " ... fattish in the
stomach, shortish in the leg. A round, jovial face; ears only slightly
pointed and 'elvish'; hair short and curling (brown). The feet from the
ankles down, covered with brown hairy fur." (His use of the word "elvish"
to describe pointed ears refers to the elves of folklore of our world, since
the recipients of the letter of course knew nothing of the Elves of Middle-
earth.) _The Annotated Hobbit_ includes a reasonable illustration based on
this description.
----------
18) When was Bilbo and Frodo's Birthday? To what date on our own calendar
does it correspond?
The date on the Shire calendar was September 22. Taking into account
both the different definitions of the months and the different correlation
with the actual seasons (the summer solstice was between June and July on
their calendar, June 21 on ours), the discrepancy in September is found to
be 10 days, giving our September 12 as the equivalent date. (This result
has some significance for the story: events occur ten days earlier in terms
of the seasons than the dates would suggest to us. Thus, Oct. 6, when Frodo
was wounded by the Black Riders, was the day we call Sept. 26, a difference
which could be important when sleeping outside in autumn.)
[In Appendix D Tolkien gives detailed information about long-term
inaccuracies of the Shire Reckoning, which they dealt with differently than
we do. Based on this, it is possible to conclude that the SR at the time of
the story had accumulated either two days or four days of error, depending
on whether the Hobbits made the Millennial Adjustment in TA 3000 (SR 1400).
This result would make the equivalent date either September 14 or September
16, but other uncertainties raise questions about the accuracy of such calcu-
lations, leaving September 12 as the best choice.]
----------
19) Was Gollum a hobbit?
Yes, beyond all doubt. Gandalf's opinion alone (in "The Shadow of the
Past"; FR, p. 62) should be sufficient to settle this, but it is confirmed
in several other places. The Tale of Years (App B) has the following entry:
" 2463 About this time Deagol the Stoor finds the One Ring, and is murdered
by Smeagol." (RK, p. 368) -- it was explained in the Prologue that the Stoors
were one of the three branches of hobbit-kind (FR, p. 12). In "The Hunt for
the Ring" it is told that Sauron concluded from his interrogation of Gollum
that Bilbo must have been the same sort of creature (UT, p. 342) (indeed,
Gandalf concluded the same thing about Gollum from his talks with Bilbo; FR,
p. 63). The following passing reference shows that the author of "The Hunt
for the Ring" takes Gollum's "hobbit-ness" as a given: [Sauron had concluded
that Gollum was indomitable] "Ultimately indomitable he was, except by death,
as Sauron guessed, both from his halfling nature, and from a cause which
Sauron did not fully comprehend ..." (UT, p. 337).
Perhaps Gandalf's archaic diction was part of the problem. When a reader
suggested that perhaps '(1) Smeagol's people were *not* "of hobbit-kind" as
suggested by Gandalf', Tolkien dismissed the suggestion. He added: "With
regard to (1) Gandalf certainly says at first 'I guess' (FR, p. 62); but that
is in accordance with his character and wisdom. In more modern language he
would have said 'I deduce', referring to matters that had not come under his
direct observation, but on which he had formed a conclusion based on study.
... But he did not in fact doubt his conclusion: 'It is true all the same,
etc.' " (Letters, p. 289).
----------
20) In _The Hobbit_, Bilbo called the spiders Attercop, Lazy Lob, Crazy Cob,
and Old Tomnoddy. What do the words mean?
Notes in _The Annotated Hobbit_ identify Attercop, Lob, and Cob as being
taken from similar words in Old and Middle English for "spider". The Oxford
English Dictionary definition of Tomnoddy is given as "a foolish or stupid
person."
As is well known, Tolkien used "Lob" again later. During the writing of
Book IV he wrote to Christopher: "Do you think Shelob is a good name for a
monstrous spider creature? It is of course only 'she + lob' ( == 'spider' ),
but written as one, it seems to be quite noisome. ..." (Letters, p. 81)
----------
ELVES
21) Were Elves reincarnated after they were slain?
Yes. In addition to a number of general statements to this effect at
least two Elves are specifically said to have been "re-embodied" after being
slain: Finrod Felagund and Glorfindel (see Ques. 22). ("Re-embodied" is
used rather than "reincarnated" because in the case of Elves (unlike what's
usually meant in a human context) the spirit was reborn in a body resembling
the original and furthermore all its former memories would be substantially
intact).
----------
22) Was Glorfindel of Rivendell (whom Frodo met) the same as Glorfindel of
Gondolin, who was slain fighting a Balrog?
Yes. This result was, however, unplanned. Glorfindel entered LotR very
early in its development, when Tolkien still thought he was writing a sequel
to _The Hobbit_ (as opposed to the Silmarillion). Thus, he felt free to
casually borrow names from the Silmarillion for effect (he had also done so
in _The Hobbit_ -- Elrond is the main example). Even after the world of
LotR (and _The Hobbit_) had been identifed as a later age of the Silmarillion
world he retained the name, not noticing the questions raised by the death of
a "Glorfindel" at the sack of Gondolin. Later, however, he did address this
matter. Christopher reports that after much thought he decided that Glor-
findel of Rivendell was indeed Glorfindel of Gondolin: he had been released
from Mandos and returned to Middle-earth during the Second Age.
----------
23) Did Elves have pointed ears?
Somewhat pointed, anyway. In the Etymologies two meanings are given for
the stem 'las' : 'leaf' and 'listen' . The entry for the first meaning
('leaf') includes the following note: "Some think this is related to the
next and *lasse == 'ear'. The Quendian ears were more pointed and leaf-
shaped than [human].)
----------
24) How were Eldar in Valinor named?
They had two given names ('essi'), one bestowed at birth by the father,
the other later by the mother. The mother-names were said to have great
significance, because "mothers of the Eldar had insight into the characters
and abilities of their children", and foresight to boot. Eldar might also
acquire an 'epesse', or 'after-name', which could be given by anyone and
which was usually "a title of admiration or honour".
Some elves were best-known by their epesse. The two most familiar were
'Gil-galad' ('Star of Radiance'), whose real name was 'Ereinion' ('Scion of
Kings'); and 'Galadriel' (the Sindarin form of the Telerin 'Alatariel' and
the Quenya 'Altariel' : 'maiden crowned with a radiant garland' ) -- her
given father- and mother-names were, respectively, 'Artanis' ('noble woman')
and 'Nerwen' ('man-maiden').
----------
HUMANS
25) What brought on the sinking of Numenor?
The Numenor story was Tolkien's re-telling of the Atlantis legend (the
tale publshed in _The Silmarillion_ was entitled "The Akalabeth", which may
be translated as "Downfallen"). Numenor was an island far to the West, a
"land apart" given to the heroic Edain (humans) of the First Age who had
aided the Noldor in the wars against Morgoth (see Ques. 13). [The Line of
Kings of Numenor was descended from Elrond's brother Elros, who chose to
be mortal; it led indirectly to Elendil the Tall, first King of Arnor and
Gondor, and thus eventually to Aragorn son of Arathorn.]
The theological situation was the "standard" one of a Ban and a Fall.
The Numenoreans, despite having been granted a longer lifespan than other,
humans, nevertheless had to remain mortal. They had also been ordered not to
sail West to the Undying Lands (Valinor). After awhile (perhaps inevitably,
as their power and wealth grew) the Numenoreans began to envy the Elves and
to yearn for immortality themselves (so as to enjoy their situation longer).
They managed to convince themselves that physical control of the Undying
Lands would somehow produce this result (it would not have); however, they
also retained sufficient wisdom not to attempt any such foolish action.
Significantly, the more obsessed they became with death the more quickly it
came as their lifespans steadily waned.
Near the end of the Second Age King Ar-Pharazon the Golden pridefully
challenged Sauron for the mastery of Middle-earth. The Numenoreans won the
confrontation (see Ques. 26) and took Sauron to Numenor as a prisoner. Still
wielding the One Ring, he swiftly gained control over most of the Numenoreans
(except for the Faithful and their leaders, Amandil and his son Elendil).
As King Ar-Pharazon's death approached ("he felt the waning of his days and
was besotted by fear of death"; RK, p. 317) Sauron finally convinced him by
deception to attack Valinor. This was a mistake. A great chasm opened in
the Sea and Numenor toppled into the abyss. (Tolkien had a recurrent dream
about this event; in LotR he gave it to Faramir, who described it in "The
Steward and the King".) [See also Ques 14]
----------
26) How could Ar-Pharazon of Numenor defeat Sauron while Sauron wielded the
One Ring?
He did not actually defeat Sauron himself. The invasion fleet of the
Numenoreans was so powerful that Sauron's *armies* deserted him. Sauron
merely pretended to humble himself; to be carried back to Numenor as a
supposed hostage was exactly what he wanted. His plan was to weaken Numenor
as a war power by maneuvering them into sending a fleet to attack Valinor,
where it would presumably be destroyed.
He succeeded up to a point, but the result was disastrously more violent
than he foresaw, and he was caught in the Fall of Numenor. Only his physical
body perished since by nature he was of the spiritual order. Tolkien: "That
Sauron was not himself destroyed in the anger of the One is not my fault: the
problem of evil, and its apparent toleration, is a permanent one for all who
concern themselves with our world. The indestructibility of *spirits* with
free wills, even by the Creator of them, is also an inevitable feature, if
one either believes in their existence, or feigns it in a story."
(Letters, p. 280).
----------
27) What happened to the Ring when Numenor was destroyed?
Nothing. Sauron carried it back to Middle-earth, though there might be
some question as to how he managed it. Tolkien said he did, and Tolkien
should know: "Though reduced to 'a spirit of hatred borne on a dark wind', I
do not think one need boggle at this spirit carrying off the One Ring, upon
which his power of dominating minds now largely depended." (Letters, p. 280).
In fact, as far as we know all the spiritual beings (Valar and Maia) were
perfectly capable of manipulating physical objects.
----------
28) Where did the Southrons come from? Were they part of the Atani?
Yes. All humans, East, West, North, or South, were. Humans first
appeared in the east and spread westwards, with some eventually crossing
the Blue Mountains into Beleriand. The entry for Atani in the Silmarillion
index reads:
Atani 'The Second People', Men (singular Atan). Since in Beleriand for
a long time the only Men known to the Noldor and Sindar were those of
the Three Houses of the Elf-friends, this name (in the Sindarin form
Adan, plural Edain) became specially associated with them, so that it
was seldom applied to other Men who came later to Beleriand, or who
were reported to be dwelling beyond the Mountains. But in the speech
of Iluvatar the meaning is 'Men (in general)'.
[Humans were 'the second people' because Elves were the Firstborn.]
----------
DWARVES
29) What were the origins of the Dwarves?
They were made by Aule, the smith and craftmaster of the Valar. This was
against Eru's Plan: Aule had neither the authority nor indeed the power to
create other souls (the result of his efforts was a group of what amounted to
puppets). However, because he repented his folly at once and because his
motives had been good (he desired children to teach, not slaves to command)
Eru gave the Dwarves life and made them part of the Plan. The Elves were
still to be the "Firstborn", though, so the Dwarves had to sleep until after
the Elves awoke.
----------
30) If, as has been told, only Seven Fathers of the Dwarves were created,
how did the race procreate?
In the _Silmarillion_ account of the making of the Dwarves, only the
Seven Fathers are mentioned. In Letter no. 212 (p 287), however, Tolkien
speaks of thirteen dwarves being initially created: "One, the eldest, alone,
and six more with six mates." Thus, it seems that Durin really did "walk
alone" as Gimli's song said.
----------
31) Did Dwarf women have beards?
It seems they did. In Appendix A it was said: "They are in voice and
appearance, and in garb if they must go on a journey, so like to the
dwarf-men that the eyes and ears of other peoples cannot tell them apart."
Since beards were part of the appearence, not the garb, of dwarf-men, we
must conclude that dwarf-women did in fact have beards.
----------
ISTARI (Wizards)
32) Who were the Istari (Wizards)?
The Wizards were Maiar (spiritual beings of lower "rank" than the Valar)
sent to Middle-earth by the Valar in human form as Messengers to help in the
struggle against Sauron: the term "incarnate angel" is approximately correct.
Being incarnated limited their power, and intentionally so, because their
mission was to organize the resitance and to inspire the peoples of Middle-
earth to help themselves, not to do the job for them. Their main temptation,
then, was to try to speed up the process by dominating other free wills -- a
principle reason for their mission was to prevent such actions by Sauron.
It was said that there were Five Wizards in the Order, but only three
came into the story:
-- Saruman ('Man of Skill') the White
[Sindarin: Curunir ('Man of Skill'); Quenya: Curumo]
-- Gandalf ('Elf of the wand') the Grey (later the White)
[Sindarin: Mithrandir ('Grey Pilgrim'); Quenya: Olorin]
-- Radagast the Brown [Quenya: Aiwendel]
Gandalf was the only one who remained true to his missison, and in the end
succeeded in bringing about Sauron's defeat. He was also the keeper of the
Elven Ring Narya, the Red Ring (the Ring of Fire).
----------
33) Of the Five Wizards, only three came into the story. Was anything known
about the other two?
Very little. No names given them in Middle-earth are recorded, just the
title Ithryn Luin, 'The Blue Wizards' (for they were clad in sea-blue) (their
names in Valinor were Alatar and Pallando). When the Istari first arrived in
Middle-earth, Saruman and the Blue Wizards journeyed into the east, but only
Saruman returned. The Essay on the Istari says: "whether they remained in
the East, pursuing there the purposes for which they were sent; or perished;
or as some hold were ensnared by Sauron and became his servants, is not not
known." (UT, p. 390)
Tolkien speaking as himself was only barely more explicit. In a letter
he said that he knew "nothing clearly" about the other two: 'I think they
went as emissaries to distant regions, East and South, far out of Numenorean
range: missionaries to enemy-occupied lands, as it were. What success they
had I do not know; but I fear that they failed, as Saruman did, though
doubtless in different ways; and I suspect they were founders or beginners
of secret cults and "magic" traditions that outlasted the fall of Sauron.'
(Letters, p. 280).
----------
34) What happened to Radagast?
Radagast was said to also have failed his mission, but it's tempting to
think that his "failure" was not as bad as that of the others. The Essay on
the Istari: "Indeed, of all the Istari, one only remained faithful, and he
was the last-comer. For Radagast, the fourth, became enamoured of the many
beasts and birds that dwelt in Middle-earth, and forsook Elves and Men, and
spent his days among the wild creatures." (UT, p. 390)
Radagast certainly never became evil. The above quote suggests, however,
that his mission was not just to relate to wild creatures but also to build
bridges between them and Elves and Men. He did, in fact, have his friends
the birds gather much information, but since they were reporting to Saruman
as the head of the Council that wasn't altogether helpful. On the other
hand, it has often been suggested (though there is no direct textual evidence
of any kind) that the way Eagles kept showing up at opportune times may have
been partially his work.
We know nothing of what happened to Radagast after the end of the Third
Age. It seems conceivable, though, given the more ambiguous nature of his
failing, that he might have been allowed back to Valinor eventually.
----------
BAD GUYS
35) What was the relationship between Orcs and Goblins?
They are different names for the same race of creatures. Of the two,
"Orc" is the correct one. This has been a matter of widespread debate and
misunderstanding, mostly resulting from the usage in _The Hobbit_ (Tolkien
had changed his mind about it by LotR but the confusion in the earlier book
was made worse by inconsistant backwards modifications). There are a couple
of statements in _The Hobbit_ which, if taken literally, to suggest that Orcs
are a subset of goblins. If we are to believe the indications from all other
areas of Tolkien's writing, this is not correct. There are: some fairly
clear statements in letters, the evolution of his standard terminology (see
next paragraph), and the actual usage in LotR, all of which suggest that
"Orc" was the true name of the race. (The pedigrees in _Tolkien: The
Illustrated Encyclopedia_ are thoroughly innaccurate and undependable.)
What happened was this. The creatures so referred to were invented along
with the rest of Tolkien's subcreation during the writing of the Book of Lost
Tales (the "pre-Silmarillion"). His usage in the early writing is somewhat
varied but the movement is away from "goblin" and towards "orc". It was part
of a general trend away from the terminology of traditional folklore (he felt
that the familiar words would call up the wrong associations in the readers'
minds, since his creations were quite different in specific ways). For the
same general reasons he began calling the Deep Elves "Noldor" rather than
"Gnomes", and avoided "Faerie" altogether. (On the other hand, he was stuck
with "Wizards", an "imperfect" translation of Istari ('the Wise'), "Elves",
and "Dwarves"; he did say once that he would have preferred "dwarrow", which,
so he said, was more historically and linguistically correct, if he'd thought
of it in time ...)
In _The Hobbit_, which originally was unconnected with the Silmarillion,
he used the familiar term "goblin" for the benefit of modern readers. By the
time of LotR, however, he'd decided that "goblin" wouldn't do -- Orcs were
not storybook goblins (see above). (No doubt he also felt that "goblin",
being Romance-derived, had no place in a work based so much on Anglo-Saxon
and Northern traditions in general.) Thus, in LotR, the proper name of the
race is "Orcs" (capital "O"), and that name is found in the index along with
Ents, Men, etc., while "goblin" is not in the index at all. There are a
handful of examples of "goblin" being used (always with a small "g") but it
seems in these cases to be a kind of slang for Orcs.
Tolkien's explanation inside the story was that the "true" name of the
creatures was Orc (an anglicized version of Sindarin *Orch* , pl. *Yrch*).
As the "translator" of the ancient manuscripts, he "substituted" "Goblin" for
"Orch" when he translated Bilbo's diary, but for The Red Book he reverted to
a form of the ancient word.
[The actual source of the word "orc" is Beowulf: "orc-nass", translated
as "death-corpses". It has nothing to do with cetaceans.]
----------
36) What was the origin of the Orcs?
A fundamental concept for Tolkien (and the other Inklings) was that Evil
cannot create, only corrupt (the Boethian, as opposed to the Manichean,
concept of evil). In Letter 153 he explained that to a first approximation,
Treebeard was wrong ("Trolls are only counterfeits, made by the Enemy in the
Great Darkness, in mockery of Ents, as Orcs were of Elves." TT, p. 89) and
Frodo was right ("The Shadow that bred them can only mock, it cannot make:
not real new things of its own. I don't think it gave life to Orcs, it only
ruined them and twisted them ..." RK, p. 190). (Tolkien: "Treebeard is a
*character* in my story, not me; and though he has a great memory and some
earthy wisdom, he is not one of the Wise, and there is quite a lot he does
not know or understand." Letters, p. 190; "Suffering and experience (and
possibly the Ring itself) gave Frodo more insight ..." Letters, p. 191.)
("To the first approximation" [above] because in that same letter Tolkien
made some subtle distinctions between "creating" and "making", which cannot
be gone into here.)
Tolkien stated explicitly in that letter (and several other places) that
the Orcs are indeed "a race of rational incarnate creatures, though horribly
corrupted". Also that "In the legends of the Elder Days it is suggested that
the Diabolus subjugated and corrupted some of the earliest Elves, before they
had ever heard of the 'gods', let alone of God." (Letters, p. 191). In fact,
_The Silmarillion_ does state that Orcs were Avari (Dark Elves) captured by
Morgoth (p. 50, 94), though strictly speaking, the idea is presented as the
best guess of the Eldar, no more. Some have rejected the statements on those
grounds, that the Elvish compilers of _The Silmarillion_ didn't actually
*know* the truth but were merely speculating. But since Tolkien himself,
speaking as author and sub-creator, more-or-less verified this idea, it's
probably safe to accept it, as far as it goes.
It has been widely noted that this conception leaves several questions
unresolved. 1) Re: procreation, _The Silmarillion_ says that "the Orcs had
life and multiplied after the manner of the Children of Iluvatar" (p. 50),
but nevertheless people continue to raise questions. For one thing, there
was never any hint that female Orcs exist (there were two apparent references
to Orc children, but both were from _The Hobbit_ , and therefore may be
considered suspect). 2) There is the question of why, if Orcs were corrupted
Elves, their offspring would also be Orcs (rather than Elves -- a somewhat
horrifying thought). This question leads to discussions of brainwashing vs.
genetics, which are not altogether appropriate to the world of Middle-earth.
3) Finally there is the question of whether Orcs, being fundamentally Elves,
go to the Halls of Mandos when they are slain, and whether, like Elves, they
are reincarnated. (This last would explain how they managed to replenish
their numbers so quickly all the time.) There is also some reason to think
that Orcs, like Elves, are immortal. (Gorbag and Shagrat, during the conver-
sation which Sam overheard, mention the "Great Seige", which presumably
refers to the Last Alliance; it is possible to interpret this reference to
mean that they were there and actually remembered it themselves.)
----------
37) What was the origin of Trolls?
No one seems to know. Apparently, though, they were "made" (as opposed
to "created" -- see Ques 36) by Melkor. Said Tolkien: "I am not sure about
Trolls. I think they are mere 'counterfeits', and hence ... they return to
mere stone images when not in the dark. But there are other sorts of Trolls,
beside these rather ridiculous, if brutal, Stone-trolls, for which other
origins are suggested." (Letters, p. 191) "Counterfeits" here means more-or-
less that the Trolls have no independant life of their own but are puppets
animated in some way by an external Evil Will. As for the other kind of
Troll, the Olog-hai, no reference to their origin has been found, except for
Appendix F: "That Sauron bred them none doubted, though from what stock was
not known." However, they were definitely true Trolls, not large Orcs.
The Troll adventure in _The Hobbit_ should probably not be taken too
literally as a source of Troll-lore -- it seems clear that it was much
modified by the translator's desire to create familiarity. Thus, it seems
unlikely that Trolls in Middle-earth spoke with Cockney accents, just as
it seems unlikely that one of them would have been named "William".
----------
MISCELLANEOUS
38) Who or what was Tom Bombadil?
This question has been a widely debated, sometimes far too vehemantly.
Part of the difficulty is the complexity of Tom's literary history. Tom was
originally a doll (with blue jacket and yellow boots) owned by Tolkien's son
Michael. The doll inspired a story fragment, such as he often invented for
his children's amusement. That fragment was in turn the basis for the poem
"The Adventures of Tom Bombadil", published in 1933, which also introduced
Goldberry, the barrow wights, and Old Man Willow (the poem was the source of
the events in Chapters 6 through 8 of Book I). In a contemporary letter
(1937) Tolkien explained that Tom was meant to represent 'the spirit of the
(vanishing) Oxford and Berkshire countryside'. (Letters, no 19)
Tolkien introduced Tom into LotR at a very early stage, when he still
thought of it as a sequel to _The Hobbit_, as opposed to _The Silmarillion_
(see Ques 10). Tom fit the original (slightly childish) tone of the early
chapters (which resembled that of _The Hobbit_), but as the story progressed
it became higher in tone and darker in nature. Tolkien later claimed that
he left Tom in he decided that however portrayed Tom provided a necessary
ingredient (see last paragraph). Some very cogent reasons are produced in
a couple of wonderful letters (Letters, nos 144 & 153).
As to Tom's nature, there are several schools of thought.
a) He was a Maia (the most common notion). The reasoning here is plain:
given the Middle-earth cast of characters as we know it, this is the most
convenient pigeonhole in which to place him (and Goldberry as well) (most
of the other individuals in LotR with "mysterious" origins: Gandalf,
Sauron, Wizards, and Balrogs did in fact turn out to be Maiar).
b) He was Iluvatar. The only support for this notion is on theological
grounds: some have interpreted Goldberry's statement to Frodo (F: "Who is
Tom Bombadil?" G: "He is.") as a form of the Christian "I am that am",
which really could suggest the Creator. Tolkien rejected this inter-
pretation quite firmly.
c) T.A. Shippey (in _The Road to Middle-earth_) and others have suggested
that Tom is a one-of-a-kind type. This notion received indirect support
from Tolkien himself: "As a story, I think it is good that there should
be a lot of things unexplained (especially if an explanation actually
exists); ... And even in a mythical Age there amust be some enigmas, as
there always are. Tom Bombadil is one (intentionally)." (Letters,
p. 174) There are scattered references to other entites which seem to
fall outside the usual picture.
Whichever of these is correct, Tom's function inside the story was evidently
to demonstrate a particular attitude towards control and power. "The story
is cast in terms of a good side, and a bad side, beauty against ruthless
ugliness, tyranny against kingship, moderated freedom against compulsion that
has long lost any object save mere power, and so on; but both sides in some
degree, conservative or destructive, want a measure of control. But if you
have, as it were taken 'a vow of poverty', renounced control, and take delight
in things for themselves without reference to yourself, watching, observing,
and to some extent knowing, then the question of the rights and wrongs of
power and control might become utterly meaningless to you, and the means of
power quite valueless." (_Letters_, p. 178). Tom represented "Botany and
Zoology (as sciences) and Poetry as opposed to Cattle-breeding and Agriculture
and practicality." (Letters, p. 179).
----------
39) Was there any definitive explanation given on what happened to the
Entwives?
No. At least, there was nothing within _The Lord of the Rings_. In a
couple of letters Tolkien denied having any "definite" knowledge but his
tentative suggestions were on the whole pessemistic. For one thing, he
made the destruction of the Entwives' land seem more deliberate than had
Treebeard, who merely said that "war had passed over it" (TT, p. 79).
"I think that in fact the Entwives had disappeared for good, being
destroyed with their gardens in the War of the Last Alliance (Second Age
3429-3441) when Sauron pursued a scorched earth policy and burned their
land against the advance of the Allies down the Anduin ... Some, of course,
may have fled east, or even have become enslaved: tyrants even in such tales
must have an economic and agricultural background to their soldiers and
metal-workers. If any survived so, they would indeed be far estranged from
the Ents, and any rapprochement would be difficult -- unless experience of
industrialized and militarized agriculture had made them a little more
anarchic. I hope so. I don't know." (Letter no 144)
----------
40) Who was Queen Beruthiel? (Aragorn mentioned her during the journey
through Moria.)
The reference is to Book II, Ch 4 "A Journey in the Dark": " 'Do not be
afraid!' said Aragorn. There was a pause longer than usual, and Gandalf and
Gimli were whispering together; ... 'Do not be afraid! I have been with him
on many a journey, if never on one so dark; ... He is surer of finding the
way home in a blind night than the cats of Queen Beruthiel.' " (FR p. 325).
This is a striking case of Tolkien's creative process. It seems that
the name meant nothing when it first appeared: it just "came" as he was
writing the first draft of the chapter. Later, however, he "found out" whom
she "actually" was, his conclusions being reported in UT.
She was the wife of King Tarannon of Gondor (Third Age 830-913), and was
described as "nefarious, solitary, and loveless" (Tarannon's childlessness
was mentioned without explanation in the annals). "She had nine black cats
and one white, her slaves, with whom she conversed, or read their memories,
setting them to discover all the dark secrets of Gondor,... setting the white
cat to spy upon the black, and tormenting them. No man in Gondor dared touch
them; all were afraid of them, and cursed when they saw them pass." Her
eventual fate was to be set adrift in a boat with her cats: "The ship was
last seen flying past Umbar under a sickle moon, with a cat at the masthead
and another as a figure-head on the prow." It is also told that "her name
was erased from the Book of the Kings (`but the memory of men is not wholly
shut in books, and the cats of Queen Beruthiel never passed wholly out of
men's speech')." (UT, pp 401-402)
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